-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3GQFnY94p1+KfMzcZKtfcHAdC0czEXupEez2uH3XzEZov2ud5ScMymJ1Q6oInpN KVw6+e18uDprePypy97noA== 0000950136-05-006323.txt : 20051007 0000950136-05-006323.hdr.sgml : 20051007 20051007120134 ACCESSION NUMBER: 0000950136-05-006323 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051007 DATE AS OF CHANGE: 20051007 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AXS ONE INC CENTRAL INDEX KEY: 0000947427 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132966911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48761 FILM NUMBER: 051128814 BUSINESS ADDRESS: STREET 1: MEADOWS OFFICE COMPLEX STREET 2: 301 RT 17 NORTH CITY: RUTHERFORD STATE: NJ ZIP: 07070 BUSINESS PHONE: 2019353400 MAIL ADDRESS: STREET 1: MEADOWS OFFICE COMPLEX STREET 2: 301 ROUTE 17 NORTH CITY: RUTHERFORD STATE: NJ ZIP: 07070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM SC 13G 1 file001.htm SC 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2

(Original Filing)

AXS-ONE INC.
(Name of Issuer)

COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)

002458 10 7
(CUSIP Number)

June 17, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:

[ ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[ ] Rule 13d-1(d)

CUSIP No. 002458 10 7 13G Page 2 of 5

- -------- -------------------------------------------------------------------------------------------------------------

1. NAMES OF REPORTING PERSONS
IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

RIT Capital Partners plc

- -------- -------------------------------------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
Not applicable

- -------- -------------------------------------------------------------------------------------------------------------
3. SEC USE ONLY

- -------- -------------------------------------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION

England

- ----------------------------------------------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER 2,418,379
SHARES ---------------------------------------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 0
OWNED BY ---------------------------------------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER 2,418,379
REPORTING
PERSON WITH ---------------------------------------------------------------------------------------------
8. SHARED DISPOSITIVE POWER 0

---------------------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,418,379
- -------- -------------------------------------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
- -------- -------------------------------------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

7.1%
- -------- -------------------------------------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO
- -------- -------------------------------------------------------------------------------------------------------------

CUSIP No. 002458 10 7 13G Page 3 of 5

ITEM 1(A). NAME OF ISSUER:

AXS-One Inc.

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

301 Route 17 North
Rutherford, NJ 07070

ITEM 2(A). NAME OF PERSON FILING:

RIT Capital Partners plc

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

27 St. James's Place
London SW1A 1NR
England

ITEM 2(C). CITIZENSHIP:

England

ITEM 2(D). TITLE OF CLASS OF SECURITIES:

Common Stock, $0.01 par value per share

ITEM 2(E). CUSIP NUMBER:

002458 10 7

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR
(C), CHECK WHETHER THE PERSON FILING IS A:

Not applicable

ITEM 4. OWNERSHIP.

Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1:

(a) Amount beneficially owned: 2,418,379 shares (including 403,063 shares
issuable upon exercise of immediately exercisable warrants)

(b) Percent of class: 7.1%

CUSIP No. 002458 10 7 13G Page 4 of 5

(i) Sole power to vote or to direct the vote: 2,418,379*
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 2,418,379
(iv) Shared power to dispose or to direct the disposition of: 0

* Anthony Bloom, a director of AXS-One Inc., presently provides investment
advice to, and is a former director of RIT Capital Partners plc. Mr. Bloom has
disclaimed beneficial ownership of the shares owned by RIT Capital Partners plc.

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].

Not applicable.

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

Not applicable.

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

Not applicable.

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

Not applicable.

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

Not applicable.

ITEM 10. CERTIFICATIONS.

By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.

CUSIP No. 002458 10 7 13G Page 5 of 5

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.

Dated: October 4, 2005

RIT Capital Partners plc

By: /s/ C.J. Wise
---------------------
Name: C.J. Wise
Title: Alternate Director

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